SFC Licences of WONG Wai Yip 黃偉業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 25 May 2009 08 March 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 16 May 2008 08 March 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 May 2008 08 March 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 08 August 2007 01 May 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 08 August 2007 01 May 2008