SFC Licences of WONG Wai Yip 黃偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 25 May 2009 | 08 March 2011 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 16 May 2008 | 08 March 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 May 2008 | 08 March 2011 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 08 August 2007 | 01 May 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 08 August 2007 | 01 May 2008 |