SFC Licences of NICHOLLS William James Roland
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 22 January 2021 | 06 March 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 22 January 2021 | 06 March 2023 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 February 2009 | 01 June 2009 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 08 August 2007 | 01 December 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 08 August 2007 | 01 December 2008 |