SFC Licences of ROBBINS William Ralph Quentin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iSAM Securities (HK) Limited | RO | 3 | 23 December 2019 | 12 May 2023 |
Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 28 January 2013 | 14 July 2015 |
Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 28 January 2013 | 14 July 2015 |
Argonaut Securities (Asia) Limited | RE | 4 | 09 August 2012 | 04 December 2012 |
Argonaut Securities (Asia) Limited | RE | 1 | 09 August 2012 | 04 December 2012 |
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 4 | 06 December 2010 | 29 June 2012 |
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 06 December 2010 | 29 June 2012 |
Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 27 August 2007 | 15 August 2008 |