SFC Licences of YAO Jun 姚俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 | RE | 6 | 09 December 2014 | 31 March 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 21 May 2008 | 09 October 2010 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 April 2008 | 09 October 2010 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 August 2007 | 23 January 2008 |