SFC Licences of YU Nga Shan 俞雅珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 | RE | 5 | 09 August 2017 | 29 September 2017 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 | RE | 2 | 22 June 2017 | 29 September 2017 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 22 February 2016 | 26 August 2016 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 22 February 2016 | 26 August 2016 |
| Marex HK Asia Limited | RE | 2 | 04 June 2014 | 31 October 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 05 November 2012 | 07 March 2014 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 05 November 2012 | 30 November 2012 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 18 August 2011 | 29 September 2012 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 18 August 2011 | 29 September 2012 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 1 | 01 August 2008 | 16 August 2011 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 07 August 2007 | 01 February 2008 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 August 2007 | 01 February 2008 |