SFC Licences of WONG Stephen 黃新君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Feifan Asset Management Co., Limited 飛凡資產管理有限公司 | RO | 9 | 24 May 2021 | |
Feifan Asset Management Co., Limited 飛凡資產管理有限公司 | RO | 4 | 24 May 2021 | |
Feifan Asset Management Co., Limited 飛凡資產管理有限公司 | RE | 9 | 17 May 2021 | 24 May 2021 |
Poplar Asset Management Limited 保納資產管理有限公司 | RO | 9 | 08 February 2013 | 01 April 2021 |
Poplar Asset Management Limited 保納資產管理有限公司 | RE | 9 | 13 September 2012 | 08 February 2013 |
Poplar Asset Management Limited 保納資產管理有限公司 | RO | 9 | 13 December 2011 | 13 September 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 August 2007 | 30 April 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 August 2007 | 30 April 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 August 2007 | 30 April 2008 |