SFC Licences of TUNG Roland
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 09 August 2007 | 08 May 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 09 August 2007 | 08 May 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 09 August 2007 | 08 May 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 09 August 2007 | 08 May 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 09 August 2007 | 08 May 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 09 August 2007 | 08 May 2009 |