SFC Licences of WONG Benjamin Malcolm 黃務騰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 28 August 2018 | |
Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 28 August 2018 | |
Rockpool Capital Limited 摩石資本有限公司 | RO | 9 | 09 July 2018 | |
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 12 May 2009 | 04 September 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 09 August 2007 | 15 December 2008 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 09 August 2007 | 15 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 09 August 2007 | 15 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 09 August 2007 | 15 December 2008 |