SFC Licences of WONG Siu Chung, Raymond 王兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 4 | 02 March 2015 | 17 August 2018 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 1 | 02 March 2015 | 17 August 2018 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 11 September 2014 | 02 March 2015 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 11 September 2014 | 02 March 2015 |
| Natixis Asia Limited | RE | 4 | 13 August 2007 | 04 February 2009 |
| Natixis Asia Limited | RE | 1 | 13 August 2007 | 04 February 2009 |