SFC Licences of MOK Yue Pang 莫禹鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RO 9 12 November 2021
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RE 9 26 October 2017 12 November 2021
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RE 5 26 October 2017
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RE 2 26 October 2017
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RO 4 01 August 2017
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RO 1 01 August 2017
TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 RE 1 18 October 2016 01 August 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 May 2010 24 October 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 May 2010 24 October 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 October 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 October 2008 10 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 15 August 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 15 August 2007 29 September 2008