SFC Licences of BANSAL Shanu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 October 2014 | 29 June 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2007 | 10 August 2009 |