SFC Licences of SIMS Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RO | 7 | 27 March 2024 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 27 March 2024 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 27 March 2024 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 27 March 2024 | |
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 2 | 14 October 2019 | ||
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 1 | 14 October 2019 | ||
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 27 March 2024 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 09 May 2013 | 27 March 2024 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 29 July 2011 | 27 March 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 29 July 2011 | 24 July 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2007 | 27 March 2024 |