SFC Licences of KAVANAGH Louise Margaret
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | 9 | 16 April 2019 | |
| Nuveen Hong Kong Limited | RE | 4 | 27 November 2017 | |
| Nuveen Hong Kong Limited | RE | 1 | 27 November 2017 | |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 10 November 2016 | 17 October 2017 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 10 November 2016 | 17 October 2017 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 16 November 2009 | 01 June 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 16 November 2009 | 01 June 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 16 November 2009 | 01 June 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 17 September 2008 | 19 September 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 20 August 2007 | 19 September 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 20 August 2007 | 19 September 2009 |