SFC Licences of QIAO Na 喬娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 10 October 2018 | 23 July 2021 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 July 2010 | 10 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 July 2010 | |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 14 April 2010 |
Merrill Lynch Far East Limited | RE | 1 | 20 August 2007 | 14 April 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 August 2007 | 14 April 2010 |