SFC Licences of CHAU Wa 鄒華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ever-Long Securities Company Limited 長雄證券有限公司 RO 6 28 March 2019 31 October 2021
Ever-Long Securities Company Limited 長雄證券有限公司 RO 1 28 March 2019 31 October 2021
Ever-Long Securities Company Limited 長雄證券有限公司 RE 6 22 February 2019 28 March 2019
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 22 February 2019 28 March 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 26 October 2017 20 February 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 1 16 October 2015 20 February 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 16 January 2015 26 October 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 25 February 2014 16 October 2015
Quam Securities Limited 華富建業證券有限公司 RE 6 18 June 2012 20 February 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 03 August 2011 20 February 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 10 December 2010 07 July 2011
Tenacity Partners Limited 天誠金融集團有限公司 RE 6 22 October 2010 28 November 2010
Tenacity Partners Limited 天誠金融集團有限公司 RE 1 22 October 2010 28 November 2010
Cushman & Wakefield Capital Asia (HK) Limited RE 6 05 March 2008 28 August 2009
Cushman & Wakefield Capital Asia (HK) Limited RE 1 05 March 2008 28 August 2009