SFC Licences of CHEN Hsing-Chia 陳星嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 08 January 2024 | 15 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2023 | 08 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 04 January 2023 | 07 January 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 November 2016 | 14 January 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 September 2007 | 14 January 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2007 | 20 August 2007 |