SFC Licences of PRADANA Jeff Arif
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 July 2020 | 12 May 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 July 2020 | 12 May 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 06 January 2011 | 08 May 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 January 2011 | 08 May 2015 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 24 November 2010 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 10 December 2008 | 24 November 2010 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 10 December 2008 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 24 November 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 24 November 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 14 August 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 August 2007 | 29 September 2008 |