SFC Licences of HO Catherine Kai-Yung 何開容

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 15 January 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 14 August 2007 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 14 August 2007 29 September 2008