SFC Licences of WONG Tin Yam, Alvin 黃天任

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hope Securities Limited 希望證券有限公司	RO	9	12 October 2022
Hope Securities Limited 希望證券有限公司	RO	5	12 October 2022
Hope Securities Limited 希望證券有限公司	RO	4	12 October 2022
Hope Securities Limited 希望證券有限公司	RO	2	12 October 2022
Hope Securities Limited 希望證券有限公司	RO	1	12 October 2022
Tiger Faith Securities Limited 駿達證券有限公司	RO	1	19 July 2022	08 August 2022
Tiger Faith Asset Management Limited 駿達資產管理有限公司	RO	4	19 July 2022	08 August 2022
Tiger Faith Asset Management Limited 駿達資產管理有限公司	RE	9	31 May 2022	08 August 2022
Tiger Faith Securities Limited 駿達證券有限公司	RE	1	31 May 2022	19 July 2022
Tiger Faith Asset Management Limited 駿達資產管理有限公司	RE	4	31 May 2022	19 July 2022
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	5	12 August 2021	30 April 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	24 March 2021	30 April 2022
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RE	9	24 March 2021	30 April 2022
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	17 April 2020	30 April 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	17 April 2020	30 April 2022
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	19 March 2020	17 April 2020
Ever-Long Futures Limited 長雄期貨有限公司	RO	2	24 May 2019	13 March 2020
Ever-Long Securities Company Limited 長雄證券有限公司	RE	1	10 December 2018	13 March 2020
Ever-Long Futures Limited 長雄期貨有限公司	RE	2	10 December 2018	24 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	5	09 January 2018	30 October 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	25 September 2017	30 October 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	25 September 2017	30 October 2018
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	08 July 2015	18 July 2017
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	08 July 2015	18 July 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	20 April 2015	24 June 2015
CMBC Securities Company Limited 民銀證券有限公司	RE	1	20 April 2015	24 June 2015
Chong Hing Securities Limited 創興證券有限公司	RE	1	15 August 2007	06 April 2015