SFC Licences of GU Kan 顧侃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 October 2015 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 October 2015 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 31 December 2013 | 03 August 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 August 2007 | 03 August 2015 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 1 | 14 August 2007 | 31 December 2008 |