SFC Licences of GU Kan 顧侃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 26 October 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 October 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 31 December 2013 03 August 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 14 August 2007 03 August 2015
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 1 14 August 2007 31 December 2008