SFC Licences of WEN Lihua 溫麗華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 30 April 2014 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 30 April 2014 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 June 2011 | 09 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 June 2011 | 09 March 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 7 | 12 August 2009 | 12 May 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 12 August 2009 | 12 May 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 August 2007 | 12 May 2011 |