SFC Licences of LUK Wai Yip 陸偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 6 | 08 May 2018 | 08 January 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 1 | 08 May 2018 | 08 January 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 18 June 2014 | 08 May 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 18 June 2014 | 08 May 2018 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 6 | 19 September 2013 | 12 February 2014 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 17 September 2013 | 12 February 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 27 June 2011 | 04 July 2013 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 27 June 2011 | 04 July 2013 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 29 March 2011 | 21 June 2011 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 15 August 2007 | 24 March 2011 |