SFC Licences of LO Ka Kuen 勞家權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 11 June 2020 | |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 18 October 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 18 October 2018 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 17 August 2017 | 28 September 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 17 August 2017 | 28 September 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 17 August 2017 | 28 September 2018 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 01 December 2015 | 31 July 2017 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 20 October 2015 | 31 July 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 04 June 2013 | 11 October 2015 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 June 2010 | 11 October 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 June 2010 | 11 October 2015 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 15 August 2007 | 29 May 2010 |