SFC Licences of SUBRAMANIAN Viswanathan R

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RO	1	10 April 2014	27 February 2015
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RE	2	05 August 2013	27 February 2015
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)	RE	1	05 August 2013	10 April 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	27 January 2011	03 May 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	27 January 2011	03 May 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	02 August 2010	18 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	02 August 2010	18 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	27 April 2010	04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	27 April 2010	04 May 2010
Nomura Futures (Hong Kong) Limited	RE	2	28 November 2008	24 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	24 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	24 July 2009
Lehman Brothers Futures Asia Limited	RE	2	16 August 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	16 August 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	16 August 2007	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	16 August 2007	29 September 2008