SFC Licences of STIMSON Mark Grant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2019 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2019 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 April 2019 | |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 16 August 2007 | 13 June 2008 |