SFC Licences of HERSEY Steven James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	07 February 2017	19 April 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	07 February 2017	19 April 2022
J.P. Morgan Securities (Far East) Limited	RO	4	09 October 2013	09 August 2016
J.P. Morgan Securities (Far East) Limited	RO	1	09 October 2013	09 August 2016
J.P. Morgan Broking (Hong Kong) Limited	RO	5	25 September 2012	09 August 2016
J.P. Morgan Broking (Hong Kong) Limited	RO	2	25 September 2012	09 August 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	13 June 2012	03 November 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	1	13 June 2012	03 November 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	15 November 2011	25 September 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	2	15 November 2011	25 September 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	06 November 2008	16 August 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	06 November 2008	16 August 2011
Credit Suisse Futures (Hong Kong) Limited	RE	7	12 December 2007	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	12 December 2007	24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	15 August 2007	16 August 2011