SFC Licences of ZHU Jia 朱佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 25 August 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 February 2013 30 September 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 17 August 2007 01 July 2009