SFC Licences of MAKHIJA Tarun Ram

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	09 June 2014	29 July 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	09 June 2014	29 July 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	04 April 2014	16 April 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	04 April 2014	16 April 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	04 November 2013	15 November 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	04 November 2013	15 November 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	01 August 2013	18 August 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	01 August 2013	18 August 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	5	25 July 2008	23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	4	25 July 2008	23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	2	25 July 2008	23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	25 July 2008	23 November 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	5	16 August 2007	18 January 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	4	16 August 2007	18 January 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	2	16 August 2007	18 January 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	1	16 August 2007	18 January 2011