SFC Licences of DOLAN Paul Tiernan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RO | 7 | 08 September 2011 | 21 July 2012 |
| Nomura Securities (Hong Kong) Limited | RO | 2 | 08 September 2011 | 21 July 2012 |
| Nomura Securities (Hong Kong) Limited | RO | 1 | 08 September 2011 | 21 July 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 15 November 2010 | 21 July 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 15 November 2010 | 21 July 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 08 September 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 August 2007 | 15 November 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 August 2007 | 15 November 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 13 August 2007 | 19 February 2010 |