SFC Licences of MULLARD David Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Elements Advisors Limited 圓正投資顧問有限公司 | RO | 9 | 28 June 2010 | 06 July 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 March 2009 | 17 September 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 August 2007 | 20 February 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 16 August 2007 | 20 February 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 August 2007 | 20 February 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 16 August 2007 | 20 February 2009 |