SFC Licences of WONG Wai Fun 黃慧芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 15 July 2020 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 July 2020 | |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RO | 2 | 01 March 2019 | 08 May 2020 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 4 | 05 January 2018 | 08 May 2020 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 1 | 05 January 2018 | 08 May 2020 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 06 September 2017 | 01 March 2019 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 06 September 2017 | 05 January 2018 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 05 September 2016 | 31 August 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 April 2008 | 31 August 2017 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 15 August 2007 | 28 January 2008 |