SFC Licences of CHAN Lai Suen 陳麗璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 01 September 2023
TFI Capital Limited 天風國際資本市場有限公司 RO 6 20 June 2023
TFI Capital Limited 天風國際資本市場有限公司 RE 6 02 June 2023 20 June 2023
Sunny Fortune Capital Limited 日進資本有限公司 RO 1 01 June 2020 17 March 2021
Sunny Fortune Capital Limited 日進資本有限公司 RO 6 15 January 2020 17 March 2021
Sunny Fortune Capital Limited 日進資本有限公司 RO 4 15 January 2020 17 March 2021
Sunny Fortune Capital Limited 日進資本有限公司 RE 1 15 January 2020 01 June 2020
South China Capital Limited 南華融資有限公司 RO 6 25 April 2017 21 November 2019
South China Research Limited 南華資料研究有限公司 RO 4 25 April 2017 21 November 2019
South China Securities Limited 南華證券投資有限公司 RE 1 12 October 2016 21 November 2019
South China Capital Limited 南華融資有限公司 RE 6 12 October 2016 25 April 2017
South China Research Limited 南華資料研究有限公司 RE 4 12 October 2016 25 April 2017
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 21 September 2007 28 September 2016
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 21 September 2007 28 September 2016