SFC Licences of KAMINER Guillaume Romain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 11 April 2017 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 29 September 2015 | 11 April 2017 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 29 September 2015 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 29 September 2015 | 30 June 2016 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 31 March 2015 | 20 September 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 March 2015 | 20 September 2015 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 11 February 2014 |
Merrill Lynch Far East Limited | RE | 1 | 17 August 2007 | 11 February 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 August 2007 | 11 February 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 August 2007 | 20 August 2010 |