SFC Licences of SHENG Nan 盛楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Advisors | RE | 9 | 28 April 2016 | 31 January 2023 |
| FIL Investment Advisors | RE | 4 | 28 April 2016 | 31 January 2023 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 28 April 2016 | 31 January 2023 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 28 April 2016 | 31 January 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 26 July 2012 | 24 August 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 24 October 2011 | 26 July 2012 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 20 August 2007 | 30 September 2011 |