SFC Licences of KIM Dennis Ji Nam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 4 | 21 April 2008 | 08 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 April 2008 | 08 March 2016 |
Merrill Lynch Far East Limited | RE | 6 | 28 March 2008 | 08 March 2016 |
Merrill Lynch Far East Limited | RE | 1 | 28 March 2008 | 08 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 March 2008 | 08 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 March 2008 | 08 March 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 August 2007 | 04 February 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 20 August 2007 | 04 February 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 August 2007 | 04 February 2008 |