SFC Licences of CHIN Ke-vin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Planetree Securities Limited 梧桐證券有限公司 RE 1 19 September 2012 07 July 2016
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 05 February 2010 23 March 2012
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 23 July 2008 23 February 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 23 July 2008 23 February 2009
J.P. Morgan Broking (Hong Kong) Limited RE 1 17 August 2007 11 July 2008
J.P. Morgan Broking (Hong Kong) Limited RE 4 17 August 2007 11 July 2008