SFC Licences of CHIN Ke-vin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 19 September 2012 | 07 July 2016 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 05 February 2010 | 23 March 2012 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 23 July 2008 | 23 February 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 July 2008 | 23 February 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 August 2007 | 11 July 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 August 2007 | 11 July 2008 |