SFC Licences of YUAN Zhefei 袁哲飛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司 RO 4 14 December 2022
CCB International Securities Limited 建銀國際證券有限公司 RO 1 14 December 2022
CCB International Securities Limited 建銀國際證券有限公司 RE 4 07 June 2022 14 December 2022
CCB International Securities Limited 建銀國際證券有限公司 RE 1 07 June 2022 14 December 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RO 4 27 April 2020 06 April 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RO 1 27 April 2020 06 April 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 4 11 December 2019 27 April 2020
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 27 April 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 13 August 2019 27 April 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 13 August 2019 27 April 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 13 June 2019 13 August 2019
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 13 June 2019 13 August 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 22 June 2018 27 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 09 September 2016 27 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 09 September 2016 27 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 31 May 2016 09 September 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 31 May 2016 09 September 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 27 March 2015 23 May 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 27 March 2015 23 May 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 14 February 2014 27 March 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 July 2013 27 March 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 07 November 2011 05 December 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 12 July 2010 01 October 2011
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 12 July 2010 01 October 2011
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 09 April 2009 30 June 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 23 September 2008 20 March 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 22 August 2007 20 March 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 22 August 2007 20 March 2009