SFC Licences of WU Bun Lerd Bernard 胡斌畧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 27 May 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 27 May 2021 |
| UBS Securities Asia Limited | RE | 2 | 05 October 2010 | 27 May 2021 |
| UBS Securities Asia Limited | RE | 1 | 05 October 2010 | 27 May 2021 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 October 2010 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 October 2010 | 18 December 2016 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 22 August 2007 | 22 May 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 22 August 2007 | 22 May 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 22 August 2007 | 22 May 2008 |