SFC Licences of JOLL Barnaby Arthur Cecil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 9 | 15 April 2020 | 19 March 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 2 | 15 April 2020 | 19 March 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 1 | 15 April 2020 | 19 March 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 06 May 2019 | 15 April 2020 |
| Blue Pool Capital Limited | RE | 9 | 07 September 2016 | 15 March 2019 |
| Marshall Wace Asia Limited | RE | 9 | 02 March 2011 | 19 August 2016 |
| Deltroit (Hong Kong) Limited | RE | 9 | 08 October 2007 | 05 January 2011 |
| Deltroit (Hong Kong) Limited | RE | 4 | 08 October 2007 | 05 January 2011 |