SFC Licences of JOLL Barnaby Arthur Cecil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 |
RO | 1, 2, 9 | 15 April 2020 | 19 March 2021 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 |
RE | 9 | 06 May 2019 | 15 April 2020 |
| Blue Pool Capital Limited |
RE | 9 | 07 September 2016 | 15 March 2019 |
| Marshall Wace Asia Limited |
RE | 9 | 02 March 2011 | 19 August 2016 |
| CQS (Hong Kong) Limited |
RE | 4, 9 | 08 October 2007 | 05 January 2011 |