SFC Licences of JOLL Barnaby Arthur Cecil

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司
RO 1, 2, 9 15 April 2020 19 March 2021
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司
RE 9 06 May 2019 15 April 2020
Blue Pool Capital Limited
RE 9 07 September 2016 15 March 2019
Marshall Wace Asia Limited
RE 9 02 March 2011 19 August 2016
CQS (Hong Kong) Limited
RE 4, 9 08 October 2007 05 January 2011