SFC Licences of GHOSH Tvishampati
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 27 November 2017 | 29 November 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 26 October 2016 | 18 July 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 26 October 2016 | 18 July 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 26 October 2016 | 18 July 2017 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 04 August 2014 | 26 October 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 August 2014 | 26 October 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 August 2014 | 26 October 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 20 May 2011 | 22 May 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 20 May 2011 | 22 May 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 May 2011 | 22 May 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 17 August 2007 | 30 March 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 August 2007 | 30 March 2011 |