SFC Licences of WEI Lisa Ping Ping
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 December 2012 | 26 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 May 2010 | 26 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 August 2007 | 10 March 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 August 2007 | 10 March 2010 |