SFC Licences of CHAU Wai Yip 周偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 05 October 2015 | |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 28 July 2015 | |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 28 July 2015 | |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 23 December 2009 | 16 July 2015 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 04 November 2009 | 16 July 2015 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 08 May 2008 | 24 October 2009 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 08 May 2008 | 01 June 2008 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 18 January 2008 | 05 May 2008 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 17 August 2007 | 05 May 2008 |