SFC Licences of LEE Siu Ping 李少萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 03 May 2021 | 01 December 2022 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 26 June 2009 | 30 April 2021 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 17 August 2007 | 22 June 2009 |