SFC Licences of WANG Kai 王鍇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 13 April 2010 25 January 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 April 2010 25 January 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 13 April 2010 31 January 2012
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 17 August 2007 20 March 2010
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 17 August 2007 20 March 2010