SFC Licences of WANG Kai 王鍇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 13 April 2010 | 25 January 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 April 2010 | 25 January 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 13 April 2010 | 31 January 2012 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 17 August 2007 | 20 March 2010 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 17 August 2007 | 20 March 2010 |