SFC Licences of POON Wai Ling, Elsie 潘惠玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 02 April 2015 | 13 January 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 April 2015 | 13 January 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 07 August 2013 | 13 January 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 07 August 2013 | 13 January 2017 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 02 October 2007 | 06 November 2013 |