SFC Licences of LAU Alfred 劉雅瀚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 09 January 2012 | 29 August 2018 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 01 December 2010 | 11 November 2011 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 28 September 2009 | 28 September 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 11 September 2009 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 17 August 2007 | 11 September 2009 |