SFC Licences of LAU Alfred 劉雅瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 09 January 2012 29 August 2018
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 01 December 2010 11 November 2011
BOCI Research Limited 中銀國際研究有限公司 RE 4 28 September 2009 28 September 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 24 August 2009 11 September 2009
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 RE 4 17 August 2007 11 September 2009