SFC Licences of BERNEY Christopher Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 1 | 15 March 2012 | 19 October 2012 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 15 September 2011 | 15 March 2012 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 30 October 2009 | 19 July 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 August 2007 | 23 February 2009 |