SFC Licences of BALL Timothy Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 15 March 2021 | 05 June 2023 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 16 May 2017 | 15 August 2019 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 16 May 2017 | 15 August 2019 |
| Elliott Advisors (HK) Limited | RE | 9 | 07 August 2013 | 24 April 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 30 April 2009 | 21 May 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 August 2007 | 21 May 2013 |