SFC Licences of PELHAM Miles Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 September 2013 | 30 November 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 05 September 2013 | 30 November 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 16 February 2012 | 30 May 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 February 2012 | 30 May 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 19 November 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 January 2010 | 19 November 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 January 2010 | 19 November 2011 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 04 January 2010 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 August 2007 | 24 August 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 22 August 2007 | 24 August 2007 |