SFC Licences of DONG Yili 董怡立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 May 2023 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 May 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 17 February 2023 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 October 2009 | 31 August 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 August 2007 | 17 February 2023 |